Privacy Policy

Global Financial Private Capital, LLC (referred to as "GFPC") maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients' nonpublic personal information. Through this policy and its underlying procedures, GFPC attempts to secure the con dentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.

It is the policy of GFPC to restrict access to all current and former clients' information (i.e., information and records pertaining to personal background, investment objectives, nancial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/non-affiliated entities who need to know that information in order to provide products or services to the clients. GFPC may disclose the client's information if GFPC is: (I) previously authorized to disclose the information to individuals and/or entities not affiliated with GFPC, including but not limited to the client's other professional advisors and/or service providers (i .e., attorney, accountant, insurance agent, broker-dealer, investment advisor, account custodian, etc.); (2) required to do so by judicial or regulatory process; or (3) otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations. The disclosure of information contained in any document completed by the client for processing and/or transmittal by GFPC in order to facilitate the commencement/continuation/ termination of a business relationship between the client and a non-affiliated third party service provider (i.e., broker-dealer, investment advisor, account custodian, insurance company, etc.), including information contained in any document completed and/or executed by the client for GFPC (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding non-affiliated third party service provider.

In certain situations, GFPC may share your information with parties that are not affiliated with GFPC, as described below. GFPC recognizes that you have elected to open accounts with GFPC due to the efforts of your investment adviser representative. If he or she elects to leave GFPC for another investment advisory firm, GFPC may allow your investment adviser representative to take your confidential information with him or her to the new firm, subject to the requirements or limitations of applicable law. Your client information may also be shared with a non-GFPC affiliated investment adviser representative and his or her firm if your GFPC investment adviser representative has entered into an agreement to sell all or some portion of their securities, advisory or insurance business to the non-GFPC affiliated investment adviser representative. If you do not want GFPC to share your information (other than as prescribed by law) with any non-affiliate, you may contact our Chief Compliance Officer at 866-641-2186. In addition, there are certain states that require you as a client to "Opt-in" before we will share this information with non-affiliated persons. If you live in one of these states, we will ask you to sign an acknowledgement before sharing any information with a non-affiliate. Except as described above, GFPC permits only authorized employees and affiliates, who have signed a copy of GFPC's Privacy Policy, to have access to client information. Employees violating GFPC's Privacy Policy will be subject to GFPC's disciplinary process. Additionally, whenever GFPC hires other organizations to provide services to GFPC's clients, GFPC will require them to sign confidentiality agreements and/or the Privacy Policy.

Should you have any questions regarding the above, please contact the Chief Compliance Officer at 866-641-2186.

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Copyright 2016. All Rights Reserved. Investment Advisory Services offered through Global Financial Private Capital, LLC, an SEC Registered Investment Advisor. All written content on this site is for informational purposes only. Opinions expressed herein are solely those of Jim Sloan & Associates and our editorial staff. Material presented is believed to be from reliable sources; however, we make no representations as to its accuracy or completeness. All information and ideas should be discussed in detail with your individual advisor prior to implementation. Any comments regarding safe and secure investments, and guaranteed income streams refer only to fixed insurance products. They do not refer in any way to securities or investment advisory products. Insurance and annuity product guarantees are subject to the claims‐paying ability of the issuing company and are not offered by Global Financial Private Capital, LLC. Jim Sloan & Associates nor Global Financial Private Capital, LLC offer tax or legal advice. Individuals are advised to consult with their own CPA and/or attorney regarding all tax and legal matters.

Jim Sloan & Associates and Global Financial Private Capital, LLC have no affiliation with the news agencies represented here and the views expressed do not necessarily reflect the views of Global Financial Private Capital, LLC. Jim Sloan & Associates and Global Financial Private Capital, LLC make no representations or warranties about the accuracy, reliability, completeness or timeliness of the content and does not recommend or endorse any specific information contained therein.